Barclays Capital, Inc.
Barclays Capital, Inc.
Investment Banks/BrokersFinance
Barclays Capital, Inc. is a registered broker/dealer headquartered in New York City. The firm was founded in 1997 and is a subsidiary of Barclays Group US, Inc., ultimately owned by Barclays plc (LON: BARC) in Great Britain. Barclays Capital provides large corporate, government and institutional clients a full spectrum of prime brokerage services which includes equities and fixed income financing, OTC Clearing, Futures and Foreign Exchange Prime Brokerage and access to industry insights and analytics from their Strategic Consulting team.
Scott L. Gaffner
James Thomas McGlinch
Michael Leithead
Tracy Ou
John Hotchkiss
Analyst-Equity
Analyst-Equity
Analyst-Equity
Analyst-Equity
Analyst-Equity
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Investment Banks/BrokersFinance
Founded in 1958, Merrill Lynch Piece Fenner & Smith, Inc. is an SEC registered broker/dealer located in New York City. The firm is a subsidiary of BAC North America Holding Co. and their ultimate parent is Bank of America Corp. (NYSE BAC).
Neil Dutta
Mark Wayne Ulrich
Christopher Souther
Jared Woodard
Bill Maughan
Economist
Market Strategist
Corporate Officer/Principal
Market Strategist
Analyst-Equity
Alexander Matina
Dan Walsh
Stone Matthew
Tim Lynch
Filippo Prini
Masters Business Admin
Masters Business Admin
Masters Business Admin
Masters Business Admin
Masters Business Admin
PineBridge Investments LLC
PineBridge Investments LLC
Investment ManagersFinance
PineBridge Investments LLC is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 2010 and is a wholly-owned subsidiary of Pinebridge Investments Holdings (US) LLC, ultimately held by Chiltonlink Ltd. in British Virgin Islands. PineBridge Investments provides investment management/advisory services to predominantly sophisticated institutional and ultra-high net worth individual clients. Clients can opt to invest through separately managed accounts, mutual funds, and other pooled vehicles.
Kei A. Sasaki
Jason Weiss
Austin Strube
Director of Research - Equity
Portfolio Manager-Fixed Income
Portfolio Manager-Fixed Income
Goldman Sachs & Co. LLC
Goldman Sachs & Co. LLC
Investment Banks/BrokersFinance
Goldman Sachs & Co. LLC (GS&Co.) is a securities brokerage firm headquartered in New York City. Founded in 1927, the firm is a subsidiary of The Goldman Sachs Group, Inc. (NYSE: GS). GS&Co. provides services to help hedge funds manage risk, monitor portfolios, maintain liquidity and build their businesses. They offer clients access to global equity and derivatives markets, as well as foreign exchange, commodities, European Lefts, rates and credit across the Americas, Europe and Asia. The firm proactively monitors capital markets, searching for pockets of liquidity and news that may require changes to those strategies. Integration with the Goldman Sachs network gives clients access to the firm's sectored block trades and their insights into price discovery. Their electronic trading program provides clients with tools to manage their trades from pre-trade analytics to post-trade analysis.
Mark Wayne Ulrich
Aaron Seth Meyer
Michael T Lewis
Corporate Officer/Principal
Corporate Officer/Principal
Corporate Officer/Principal
JPMorgan Securities LLC
JPMorgan Securities LLC
Investment ManagersFinance
JPMorgan Securities LLC (JPMS) is a securities brokerage firm headquartered in New York City. The firm was founded in 1985 and is a subsidiary of JPMorgan Broker-Dealer Holdings, Inc., ultimately held by JPMorgan Chase & Co., Inc. (NYSE: JPM). JPMS provides research on fixed income, credit, derivatives, emerging markets, foreign exchange, structured finance, technical analysis and bond indices. Their equity analysts cover equities throughout North America, EMEA, Asia/Pacific and the emerging markets. The firm's fixed income team formulates trading and portfolio recommendations for investors in global bonds and other fixed-income markets based on valuations, analytics and market dynamics.
Tate Sullivan
Nikita Bely
Michael J. Barbarula
Analyst-Equity
Analyst-Equity
Analyst-Equity
Citigroup Global Markets, Inc. (Broker)
Citigroup Global Markets, Inc. (Broker)
Investment Banks/BrokersFinance
Citigroup Global Markets, Inc. (Broker) (CGMI-Broker) is the broker/dealer division of Citigroup Global Markets, Inc., an investment bank headquartered in New York City with additional offices across the US. The firm was founded in 2004 and is a subsidiary of Citigroup Financial Products, Inc., ultimately held by Citigroup, Inc. (NYSE: C). CGMI-Broker covers all market capitalizations of the major global indices and provides macro and quantitative analysis of global markets and sector trends. Their core focus of the group is to help investing clients make informed decisions by providing value-added, independent, insightful analysis.
James P. Finnerty
Nikita Bely
David Bellinger
Analyst-Fixed Income
Corporate Officer/Principal
Analyst-Equity
Kate Fishbein
Brad Edwards
Yung Kim
Undergraduate Degree
Undergraduate Degree
Undergraduate Degree
Kei A. Sasaki
Neil Dutta
Aaron Seth Meyer
Undergraduate Degree
Undergraduate Degree
Masters Business Admin
MFP Investors LLC
MFP Investors LLC
Investment ManagersFinance
MFP Investors LLC is an independent, SEC-registered investment advisor and hedge fund manager headquartered in New York City. The firm was founded in 1998 and is owned by the Estate of Michael F. Price and the Price Family Office LLC. MFP Investors serves as an investment sub-adviser to Evermore Global Value Fund.
Alexander Matina
Garrett Wubben
Portfolio Manager-Equities
Analyst-Equity
RBC Capital Markets LLC
RBC Capital Markets LLC
Investment Banks/BrokersFinance
RBC Capital Markets LLC is a full-service brokerage and financial services firm headquartered in New York City. They are a direct subsidiary of RBC USA Holdco Corp. and a wholly-owned indirect subsidiary of Royal Bank of Canada (TSE, NYSE: RY). Founded in 2010, the firm is comprised of 3 major business lines: the Private Client Group, the Fixed-Income Group and the Clearing and Execution Services Group. The Private Client Group serves individual investors, while the Fixed-Income Group provides services to institutions, municipalities and non-profit organizations. The Clearing and Execution Services Group is a provider of clearing and execution services to independent brokers/dealers throughout the US. RBC Capital Markets focuses on the following sectors: communications, media, consumer/retail, diversified industries, energy, financial institutions, forest products, healthcare, infrastructure finance, mining & metals, real estate, social infrastructure, technology and the US municipal markets.
Mark Wayne Ulrich
Aaron Seth Meyer
Corporate Officer/Principal
Corporate Officer/Principal
Cowen & Co. LLC
Cowen & Co. LLC
Investment Banks/BrokersFinance
Cowen & Co. LLC is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 2004 and is a subsidiary of Cowen Holdings, Inc., ultimately owned by The Toronto-Dominion Bank (TSE: TD) in Canada. Cowen & Co. offers industry-focused investment banking for growth-oriented companies, domain knowledge-driven research and a sales and trading platform for institutional investors. Their institutional sales and trading business serves both equity and fixed-income clients. Sales and trading execution platform is structured around the following key verticals: (1) healthcare (2) technology, telecommunications and media (TMT) (3) REITs and financials (4) aerospace and defense (5) consumer and (6) alternative energy.
Christopher Souther
Bill Maughan
Analyst-Equity
Analyst-Equity
HS Management Partners LLC
HS Management Partners LLC
Investment ManagersFinance
HS Management Partners LLC (HSMP) is an independent, SEC-registered investment advisor headquartered in New York City. The firm was founded by Harry Segalas in 2007 as Agility Asset Management LLC. HSMP manages advisory accounts on a discretionary basis primarily for charitable organizations (such as endowments and foundations), high net-worth individuals (including family offices), and some pension and profit-sharing plans. The firm also manages advisory accounts for pooled investment vehicles (including those formed by families to manage their wealth, private funds, and offshore funds) and act as a sub-adviser to a registered investment company.
Katelyn R. Nejmeh
Brendan H. Segalas
Portfolio Manager-Equities
Analyst-Equity
Susquehanna Financial Group LLLP
Susquehanna Financial Group LLLP
Investment Banks/BrokersFinance
Susquehanna Financial Group LLLP (SFG) is an institutional broker-dealer headquartered in Bala Cynwyd, Pennsylvania. The firm was founded in 2002 and is a direct subsidiary of SFG Holding LLC, which is owned by Bodel, Inc. SFG offers a full range of order execution and trading flow services, with a focus on delivering innovative trading strategies and execution services to institutional clients.
Tate Sullivan
Francis McKenna
Analyst-Equity
Analyst-Equity
BMO Capital Markets Corp. (Broker)
BMO Capital Markets Corp. (Broker)
Investment Banks/BrokersFinance
BMO Capital Markets Corp. (Broker) is the broker/dealer division of BMO Capital Markets Corp., a full-service North American financial services provider headquartered in New York City. The firm was founded in 1998 and is a subsidiary of BMO Financial Corp., which is owned by Bank of Montreal (NYSE, TSX: BMO) in Canada. BMO Capital Markets offers corporate, institutional and government clients access to a variety of products and services including equity and debt underwriting, corporate lending and project financing, merger and acquisitions advisory services, merchant banking, securitization, treasury and market risk management, debt and equity research and institutional sales and trading.
Edward Felice Plank
Jacob Messina
Analyst-Equity
Analyst-Equity
Edward Felice Plank
Matthew Downs
Undergraduate Degree
Masters Business Admin
Michael T Lewis
Tim Lynch
Consultant / Advisor
Corporate Officer/Principal
Matthew Collins
Mike Britton
Masters Business Admin
Masters Business Admin
Credit Agricole Securities (USA), Inc.
Credit Agricole Securities (USA), Inc.
Investment Banks/BrokersFinance
Credit Agricole Securities (USA), Inc. (Credit Agricole Securities USA) is a full service broker-dealer headquartered in New York City. The firm was founded in 2004 and formerly known as Calyon Securities USA, Inc. and Credit Lyonnais Securities, Inc. They are a subsidiary of Crédit Agricole Global Partners, Inc., which is owned by Rue la Boétie SAS’s Credit Agricole SA (EPA: ACA) in France. Credit Agricole Securities USA provides investors’ customized solutions to ensure they achieve their execution objectives in the tradition of service excellence and product innovation.
Tate Sullivan
Gerard Robert Vincitore
Analyst-Equity
Analyst-Equity
Daniel Tzortzatos
John Hotchkiss
Graduate Degree
Masters Business Admin
Kenneth Alan Rubin
Maggie wells
Undergraduate Degree
Graduate Degree
Cheri R. Mazza
Victoria Konstantinova
Corporate Officer/Principal
Undergraduate Degree
Cornell University
Cornell University
Other Consumer ServicesConsumer Services
Cornell University is an educational institution that offers undergraduate and post graduate programs. It was founded in 1865 and is based in Ithaca, NY.
Larry Gilbert Graev
Michael V. Caso
Undergraduate Degree
Masters Business Admin
Fitch Ratings, Inc.
Fitch Ratings, Inc.
Investment ManagersFinance
Fitch Ratings, Inc. is a global rating agency and investment research firm headquartered in New York City. The firm was founded by John Knowles in 1913 as Fitch Publishing Co. They are a subsidiary of Fitch Group, Inc., ultimately owned by The Hearst Family Trust. Fitch Ratings seeks to provide independent and prospective credit opinions, research and data to the world's credit markets. Their approach is based on a foundation of local market experience that covers capital markets in over 150 countries. The firm's ratings analysis and rating decisions are based on established criteria, methodologies and ratings definitions which they apply in a consistent manner. Fitch Ratings provides coverage of the following markets: Economics, Banks, Insurance, Sovereigns, Corporates, Structured Finance, Public Finance – International, Public Finance – US, Infrastructure & Project, and Finance.
Reinor Bazarewski
Samuel Marsico
Analyst-Equity
Analyst-Equity
Neuberger Berman BD LLC
Neuberger Berman BD LLC
Investment ManagersFinance
Neuberger Berman BD LLC is a SEC-registered investment advisor and mutual fund manager headquartered in New York City. It is directly owned by Neuberger Berman Investment Advisers LLC, which is an indirect, wholly-owned subsidiary of Neuberger Berman Group LLC, which is owned by NBSH Acquisition LLC. The firm traces their origin back to the 1939 founding of Neuberger & Berman, its predecessor firm. In 1950, Neuberger Berman became one of the first firms to offer a no-load mutual fund to individual investors. Neuberger Berman BD manages a range of equity, fixed income, private equity and hedge fund strategies on behalf of institutions, advisors and individual investors worldwide.
Aaron Seth Meyer
Dan Castro
Portfolio Manager-Equities
Analyst-Equity
Nomura Securities International, Inc.
Nomura Securities International, Inc.
Investment Banks/BrokersFinance
Nomura Securities International, Inc. (NSI) is a registered broker/dealer headquartered in New York City and was founded in 1969. The firm is a division of Nomura Holding America, Inc. and their ultimate parent is Nomura Holdings, Inc. (NYSE: NMR, TYO: 8604, AMS: 8604). NSI provides securities brokerage services, as well as asset management, domestic retail, global markets, global investment banking and global merchant banking services. The firm's fixed-income business consists of bond sales and trading, origination and product supply for securitization deals and real estate-focused asset finance operations (in cooperation with Investment Banking). In the equity markets, NSI offers sales and trading of domestic and foreign stocks on a global basis, primarily for institutional investors.
Alexander Ross
Charles Rogers
Corporate Officer/Principal
Corporate Officer/Principal
BofA Securities, Inc.
BofA Securities, Inc.
Investment Banks/BrokersFinance
BofA Securities, Inc. is a registered broker-dealer subsidiary of NB Holdings Corp., ultimately held by Bank of America Corp. (NYSE: BAC). Headquartered in New York, the firm was founded in 2015 and offers trade execution, trading or brokerage services to institutional clients.
Jared Woodard
Bill Maughan
Market Strategist
Analyst-Equity
Paul, Weiss, Rifkind, Wharton & Garrison LLP
Paul, Weiss, Rifkind, Wharton & Garrison LLP
Miscellaneous Commercial ServicesCommercial Services
Paul, Weiss, Rifkind, Wharton & Garrison LLP operates a law firm. Its practices include mergers and acquisitions, securities, public and private financing, investment funds, private equity, real estate, intellectual property, communications and technology, new media and the Internet, entertainment, employee benefits and executive compensation, personal representation, antitrust, environmental regulation, tax and bankruptcy, and corporate reorganization law. The company was founded in April 1875 is headquartered in New York, NY.
Kenneth Alan Rubin
Zachary Marshall
Corporate Officer/Principal
Private Equity Investor
Wexford Capital Private Equity
Wexford Capital Private Equity
Investment ManagersFinance
Wexford Capital Private Equity (Wexford Capital) is a private equity subsidiary of Wexford Capital LLC founded in 1994 by Charles Davidson and Joseph Jacobs. The firm is headquartered in Greenwich, Connecticut.
Kenneth Alan Rubin
Aaron Seth Meyer
Private Equity Investor
Private Equity Investor
B. Riley Securities, Inc.
B. Riley Securities, Inc.
Investment Banks/BrokersFinance
B. Riley Securities, Inc. is a registered broker/dealer headquartered in Los Angeles, California. The firm is a subsidiary of B. Riley Securities Holdings LLC, ultimately owned by B. Riley Financial, Inc. (NASDAQ: RILY). The firm was formed in 2017, when B. Riley Financial, Inc. merged two of their brokers, B. Riley & Co. (founded in 1997) and FBR Capital Markets & Co. (founded in 1989), under the name of B. Riley FBR, Inc. B. Riley Securities provides research and trading ideas to institutional clients and high net-worth individuals. They provide investment banking services to a wide range of middle-market private and public companies.
John J. Massocca
Christopher Souther
Analyst-Equity
Analyst-Equity
Heaven-Sent Gold Group Co., Ltd.
Heaven-Sent Gold Group Co., Ltd.
Precious MetalsNon-Energy Minerals
Heaven-Sent Gold Group Co., Ltd. engages in gold mining. Its assets include two underground gold mining assets, namely the Tau Lekoa Group, the Buffels surface material site and two processing plants, namely West Gold Plant and Nicolor Plant. The firm operates through following segments: Underground, Surface, and Platinum. The Underground segment engages in underground gold mining operations. The Surface segment engages in surface operations. The Platinum segment produces platinum exploration assets. The company was founded on March 24, 2015 and is headquartered in Hong Kong.
Dirk Jacobus Kotze
Corporate Officer/Principal
FF Venture Capital LLC
FF Venture Capital LLC
Investment ManagersFinance
FF Venture Capital LLC (FF Venture Capital) is a venture capital firm founded in 1999 by John Frankel. The firm is headquartered in New York.
Richard Duda
Director of Finance/CFO
Gerard Robert Vincitore
Undergraduate Degree
Gelest, Inc.
Gelest, Inc.
Wholesale DistributorsDistribution Services
Gelest, Inc. manufactures and supplies organo-silicon and metal-organic materials. Its products include silanes and silicon, geranium and tin compounds, biosafe antimicrobials, personal care, specialty polyethers and olefins, and special packaging. It offers technical development and application support for microelectronics, metallization and dielectrics, diagnostics and separation science, specialty polymeric materials, pharmaceutical synthesis, medical materials, and personal care. The company was founded by Barry Arkles and Kevin King in 1991 and is headquartered in Morrisville, PA.
Bill Maughan
Corporate Officer/Principal
Bill Maughan
Corporate Officer/Principal
Richard Duda
Undergraduate Degree
Bill Maughan
Doctorate Degree
Dirk Jacobus Kotze
Director/Board Member
Dirk Jacobus Kotze
Masters Business Admin
Canaccord Genuity LLC
Canaccord Genuity LLC
Investment Banks/BrokersFinance
Canaccord Genuity LLC is an independent, full-service financial services firm headquartered in New York City. The firm was founded in 2004 and provides a full spectrum of brokerage services to corporate and institutional clients. They cover a wide range of sectors globally with an emphasis on growth companies such as: Block chain, Business Services, Cannabis, Consumer and Retail, Energy, Financials, Gaming, Healthcare, Industrials, Metals and Mining, Real Estate, Sustainability and Technology.
Bill Maughan
Analyst-Equity
Instinet LLC
Instinet LLC
Investment Banks/BrokersFinance
Instinet LLC is a SEC-registered broker-dealer headquartered in New York City. The firm is the equities execution services arm of the Nomura Group. The firm was founded in 1969 and is a wholly owned subsidiary of Instinet Holdings, Inc., which is ultimately owned by Nomura Holdings, Inc. (TYO: 8604) in Japan. Instinet offers the institutional investment community a suite of tailorable solutions, which includes market insights and commentary, full-service trading desks, advanced algorithmic trading strategies, access to unique and specialized liquidity via their array of crossing pools, and a set of workflow solutions.
Charles Rogers
Analyst-Equity
William Blair & Co. LLC
William Blair & Co. LLC
Regional BanksFinance
William Blair & Co. LLC (William Blair) is a SEC-registered broker/dealer firm headquartered in Chicago, Illinois. The firm was founded by William McCormick Blair in 1935 and is a subsidiary of WBC Holdings LP. Until 1941, they were known as Blair, Bonner & Co. William Blair provides broking services to individual, institutional and issuing clients.
Brandon Vazquez
Analyst-Equity
The Ruth Group, Inc.
The Ruth Group, Inc.
Miscellaneous Commercial ServicesCommercial Services
The Ruth Group provides investor relations and public relations services. The comapny's services include communications services targeting the financial community from pre-IPO services through financial communications, analyst relations and shareholder monitoring. It also serves public and private companies by offering media relations, training and trade show support services. The company was founded in 1999 by Carol Ruth and is located in New York, NY.
Brandon Vazquez
Corporate Officer/Principal
Lexington Partners LP
Lexington Partners LP
Investment ManagersFinance
Lexington Partners LP (Lexington Partners) is a private equity firm, a subsidiary of Franklin Resources Inc founded in 1994 by Brent R. Nicklas. The firm is headquartered in New York.
Daniel Tzortzatos
Private Equity Investor
Rosecliff Venture Management LLC
Rosecliff Venture Management LLC
Investment ManagersFinance
Rosecliff Venture Management LLC (Rosecliff Ventures) is a venture capital firm founded in 2015 by Michael P Murphy and Michael V Caso. The firm is headquartered in New York.
Michael V. Caso
Founder